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Structure Reporting

Annual Report of Holding Companies (FR Y-6)

The Annual Report of Holding Companies (FR Y-6) must be filed annually by all Third District top-tier domestic bank holding companies and savings and loan holding companies. The report consists of a holding company's organizational chart; a list of domestic branches; a list of securities holders, including percentage owned; and a list of insiders related to the organization. Holding companies not registered with the Securities and Exchange Commission must also include an annual report with the FR Y-6 if one is prepared for the shareholders.

View this new interactive training video about completing the FR Y-6.

Respondents of the FR Y-6 must submit one original and one copy of the completed FR Y-6 report to the Federal Reserve Bank of Philadelphia no later than 90 calendar days after the top-tier holding company’s fiscal year end.

FR Y-6 submission due dates for 2017:

  • Fiscal year-end 1231 (2016 report) is due no later than March 30, 2017
  • Fiscal year-end 0331 (2017 report) is due no later than June 29, 2017
  • Fiscal year-end 0630 (2017 report) is due no later than September 28, 2017
  • Fiscal year-end 0930 (2017 report) is due no later than December 29, 2017
  • Fiscal year-end 1031 (2017 report) is due no later than January 29, 2018
  • Fiscal year-end 1231 (2017 report) is due no later than April 2, 2018

FR Y-6 Reports can be e-mailed to phil.financial.statistics@phil.frb.org or mailed to the attention of:

Jeff Willis, Senior Coordinator
Financial Statistics Department – 5th Floor
Federal Reserve Bank of Philadelphia
Ten Independence Mall
Philadelphia, PA 19106

For the FR Y-6 to be considered received timely by the submission due date, the first-class postmark can be dated no later than the third calendar day preceding the submission deadline. If overnight delivery is preferred, the completed FR Y-6 must be mailed via an overnight delivery service one day prior to the submission deadline. (See pages GEN 1 & 2 in the FR Y-6 instructions for additional information about due dates, timely mailings, and postmarks.) A facsimile transmission is not accepted as an official copy.

FR Y-6 Reporting Forms and Instructions (Board of Governors)
2017 FR Y-6 Annual Transmittal Letter
Instructions to submit FR Y-6 through e-mail

Report of Changes in Organizational Structure (FR Y-10)

The FR Y-10 is a mandatory report that provides data on organizational structural changes. The report is event generated and must be filed within 30 calendar days of change.

FR Y-10 Reporting Forms and Instructions
FR Y-10 Online

Contact Us

Heather Derbyshire E-mail
Assistant Vice President
215-574-6122

Melissa Radusevich E-mail
Statistics Manager
215-574-6590

Organizational Structure Mailbox E-mail

Other Links

National Information Center (NIC):  External Link database containing structural and financial data covering all domestic and foreign institution and their affiliates operating in the United States that are regulated and researched by the Federal Reserve

North American Industry Classification System (NAICS):  External Link directory that contains five or six digit alpha-numeric activity codes, which provide accurate statistical information about the business activity across North America