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The Annual Report of Holding Companies (FR Y-6) must be filed annually by all Third District top-tier domestic bank holding companies and savings and loan holding companies. The report consists of a holding company's organizational chart; a list of domestic branches; a list of securities holders, including percentage owned; and a list of insiders related to the organization. Holding companies not registered with the Securities and Exchange Commission must also include an annual report with the FR Y-6 if one is prepared for the shareholders.
View this new interactive training video about completing the FR Y-6.
Respondents of the FR Y-6 must submit one original and one copy of the completed FR Y-6 report to the Federal Reserve Bank of Philadelphia no later than 90 calendar days after the top-tier holding company’s fiscal year end.
FR Y-6 submission due dates for 2016:
FR Y-6 Reports should be mailed to the attention of:
Jeff Willis, Senior Coordinator
Financial Statistics Department – 5th Floor
Federal Reserve Bank of Philadelphia
Ten Independence Mall
Philadelphia, PA 19106
Please note that the FR Y-6 is not eligible for electronic submission. For the FR Y-6 to be considered received timely by the submission due date, the first-class postmark can be dated no later than the third calendar day preceding the submission deadline. If overnight delivery is preferred, the completed FR Y-6 must be mailed via an overnight delivery service one day prior to the submission deadline. (See pages GEN 1 & 2 in the FR Y-6 instructions for additional information about due dates, timely mailings, and postmarks.) A facsimile transmission is not accepted as an official copy.
The FR Y-10 is a mandatory report that provides data on organizational structural changes. The report is event generated and must be filed within 30 calendar days of change.